Frazer Jones Host SMR Breakfast Event

Frazer Jones was delighted to host an exclusive breakfast seminar in conjunction with PA Consulting on Thursday 16th June 2016 at our London headquarters.

The discussion was around the impact of Senior Managers Regime post 7th March 2016 and was hosted by Annemarie Durbin, Company Director; & Board Governance Consultant with a panel of experts from PA Consulting.

As well as valuable contributions from the panel guests were also asked their views and experiences on a range of topics including:

  • How are you addressing and measuring the SMR culture requirements?
  • How are you managing the requirements to evidence that senior managers have taken “reasonable steps”?
  • In which areas have HR and/or compliance operations required the most change?
  • What has been your approach to implementing the fitness and propriety requirements for certified persons?
  • What has been your approach to managing conduct rule breaches?

This enabled an informative and interactive session that has already received very positive feedback from attendees.

If you would like some more information on the discussion, please feel free to get in touch.